Notice and Questionnaire Sample Clauses
The Notice and Questionnaire clause establishes the requirement for parties to provide formal notifications and to complete specific questionnaires as part of their contractual obligations. Typically, this clause outlines the procedures for delivering notices—such as the acceptable methods, timing, and addresses—and specifies the type of information that must be disclosed through questionnaires, which may relate to compliance, due diligence, or other relevant matters. Its core practical function is to ensure clear communication and the timely exchange of necessary information between parties, thereby reducing misunderstandings and supporting informed decision-making throughout the contract.
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Notice and Questionnaire. At the request of the Company, each Holder shall deliver a duly completed and executed written notice (each such notice, a “Notice and Questionnaire”) to the Company (i) notifying the Company of such Holder’s desire to include Registrable Securities held by it in a Resale Shelf Registration Statement, (ii) containing all information about such Holder required to be included in such registration statement in accordance with applicable law, including Item 507 of Regulation S-K promulgated under the Securities Act, as amended from time to time, or any similar successor rule thereto, and (iii) pursuant to which such Holder agrees to be bound by the terms and conditions hereof. At the time a Resale Shelf Registration Statement becomes effective, each Holder that has delivered a duly completed and executed Notice and Questionnaire to the Company on or prior to the date ten (10) Business Days prior to such time of effectiveness shall be named as a selling securityholder in such Resale Shelf Registration Statement and the related prospectus in such a manner as to permit such Holder to deliver such prospectus to purchasers of Registrable Securities in accordance with applicable law. If required by applicable law, subject to the terms and conditions hereof, after effectiveness of the Resale Shelf Registration Statement, the Company shall file a supplement to such prospectus or amendment to the Resale Shelf Registration Statement not less than once a quarter as necessary to name as selling securityholders therein any Holders that provide to the Company a duly completed and executed Notice and Questionnaire and shall use commercially reasonable efforts to cause any post-effective amendment to such Resale Shelf Registration Statement filed for such purpose to be declared effective by the Commission as promptly as reasonably practicable after the filing thereof. Any Holder that has not delivered a duly completed and executed Notice and Questionnaire shall not be entitled to be named as a Selling Holder in, or have the Registrable Securities held by it covered by, a Resale Shelf Registration Statement.
Notice and Questionnaire. A written notice delivered to the Company ------------------------ containing substantially the information called for by the Selling Securityholder Notice and Questionnaire attached as Annex A to the Offering ------- Circular of the Company dated February 1, 2000 relating to the Notes. Proceeding: An action, claim, suit or proceeding (including, without ---------- limitation, an investigation or partial proceeding, such as a deposition), whether commenced or threatened.
Notice and Questionnaire. A written notice executed by the respective Holder and delivered to the Company containing such information as the Company may reasonably request.
Notice and Questionnaire. A written notice delivered to the Company containing substantially the information called for by the Selling Securityholder Notice and Questionnaire attached as Annex A to the Offering Circular of the Company dated January 7, 2003 relating to the Securities.
Notice and Questionnaire. The undersigned Holder (the “Holder”) of Registrable Securities of Solar Capital LLC (the “Company”), or of Solar Cayman Limited or Solar Offshore Limited (the “Feeder Corporations”), understands that the Company has filed or intends to file with the Securities and Exchange Commission (the “SEC”) the Shelf Registration Statement under the Securities Act of 1933, as amended (the “Securities Act”), for the registration and resale of the Registrable Securities in accordance with the terms of the Registration Rights Agreement, dated as of March , 2007 (the “Registration Rights Agreement”), among the Company, the Feeder Corporations and the Initial Purchasers/Placements Agents. The Registration Rights Agreement is available from the Company upon request at the address set forth below. All capitalized terms used but not otherwise defined herein shall have the respective meanings given to them in the Registration Rights Agreement. A Holder that has agreed to be bound by certain provisions of the Registration Rights Agreement is entitled to certain benefits under the provisions of the Registration Rights Agreement. In order to sell or otherwise dispose of any Registrable Securities pursuant to the Shelf Registration Statement, the Holder will be required to be named as a selling securityholder in the Prospectus, deliver a Prospectus to purchasers of Registrable Securities and be bound by those provisions of the Registration Rights Agreement applicable to the Holder (including certain indemnification provisions as described below). If the Holder does not complete this Notice and Questionnaire and deliver it to the Company as provided below, it will not be named as a selling securityholder in the Prospectus and therefore will not be permitted to sell any Registrable Securities pursuant to the Shelf Registration Statement. Certain legal consequences may arise from being named as a selling securityholder in the Shelf Registration Statement and the Prospectus. Accordingly, the Holder is advised to consult its own securities law counsel regarding the consequences of being named or not being named as a selling securityholder in the Shelf Registration Statement and the Prospectus.
Notice and Questionnaire. The term "Notice and Questionnaire" means a Notice of Registration Statement and Questionnaire substantially in the form of Exhibit A hereto.
Notice and Questionnaire. Full Legal Name of Selling Securityholder:
Notice and Questionnaire. See Section 3(d).
Notice and Questionnaire. PLEASE SEND BY PDF A COPY OF THE COMPLETED AND EXECUTED NOTICE AND QUESTIONNAIRE TO: Sxxxx Xxxxxx at [email protected].
Notice and Questionnaire. A written notice delivered to the Company containing substantially the information called for by the Notice and Questionnaire attached as Annex A to the Offering Memorandum of the Company dated December 4, 1997 relating to the Debentures.