PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 9th, 2025 • Magic Empire Global LTD • Finance services • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 11th, 2025 • PTL LTD • Wholesale-petroleum & petroleum products (no bulk stations) • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 11th, 2025 • Red Cat Holdings, Inc. • Services-prepackaged software • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 3rd, 2025 • Click Holdings Ltd. • Services-employment agencies • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 27th, 2025 • PMGC Holdings Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 26th, 2025 • PTL LTD • Wholesale-petroleum & petroleum products (no bulk stations) • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 19th, 2025 • Click Holdings Ltd. • Services-employment agencies • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 23rd, 2025 • Houston American Energy Corp • Crude petroleum & natural gas • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 17th, 2025 • Wellchange Holdings Co LTD • Services-prepackaged software • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 7th, 2025 • Serve Robotics Inc. /DE/ • Miscellaneous transportation equipment • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 23rd, 2024 • Wellchange Holdings Co LTD • Services-prepackaged software • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 18th, 2024 • Algorhythm Holdings, Inc. • Phonograph records & prerecorded audio tapes & disks • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 6th, 2024 • Algorhythm Holdings, Inc. • Phonograph records & prerecorded audio tapes & disks • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 26th, 2024 • Algorhythm Holdings, Inc. • Phonograph records & prerecorded audio tapes & disks • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 25th, 2024 • Elevai Labs Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 17th, 2024 • Chanson International Holding • Food and kindred products • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 16th, 2024 • Elevai Labs Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 30th, 2024 • GeoVax Labs, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 21st, 2024 • GeoVax Labs, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 12th, 2024 • GeoVax Labs, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENT June 27, 2024Placement Agency Agreement • July 1st, 2024 • MultiSensor AI Holdings, Inc. • Optical instruments & lenses • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 21st, 2024 • GeoVax Labs, Inc. • Pharmaceutical preparations • New York
ContractPlacement Agency Agreement • May 20th, 2024 • Virios Therapeutics, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 10th, 2024 • ENDRA Life Sciences Inc. • Electromedical & electrotherapeutic apparatus • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 9th, 2024 • Helius Medical Technologies, Inc. • Electromedical & electrotherapeutic apparatus • New York
This letter (the “Agreement”) constitutes the agreement between Craig-Hallum Capital Group LLC (“Craig-Hallum” or the “Placement Agent”) and Helius Medical Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Craig-Hallum shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement of up to an aggregate of $6,417,497.25 of registered securities of the Company, consisting of up to (i) 804,999 shares (the “Shares”) of Class A common stock, $0.001 par value per share (the “Common Stock”), and (ii) 2,047,222 pre-funded Common Stock purchase warrants, each to purchase one share of Common Stock (the “Pre-Funded Warrants,” and the shares issuable upon exercise thereof, the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share of Common Stock with each Share and each Pre-Funded Warrant sold together with a Series A Warrant (and defined below) and a Series B Warrant (as
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 26th, 2024 • Helius Medical Technologies, Inc. • Electromedical & electrotherapeutic apparatus • New York
This letter (the “Agreement”) constitutes the agreement between Craig-Hallum Capital Group LLC (“Craig-Hallum” or the “Placement Agent”) and Helius Medical Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Craig-Hallum shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement of up to an aggregate of $____ of registered securities of the Company, consisting of up to (i)___________ shares (the “Shares”) of Class A common stock, $0.001 par value per share (the “Common Stock”), and/or (ii) ___________pre-funded Common Stock purchase warrants, each to purchase one share of Common Stock (the “Pre-Funded Warrants,” and the shares issuable upon exercise thereof, the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share of Common Stock with each Share and each Pre-Funded Warrant sold together with a Series A Warrant (and defined below) and a Series B Warrant (as d
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 29th, 2024 • Biofrontera Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 2nd, 2023 • Biofrontera Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 27th, 2023 • Biofrontera Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 17th, 2023 • HeartBeam, Inc. • Surgical & medical instruments & apparatus • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 10th, 2023 • HeartBeam, Inc. • Surgical & medical instruments & apparatus • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 1st, 2022 • CNS Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 17th, 2021 • Bio-Path Holdings Inc • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 12th, 2021 • United States Antimony Corp • Primary smelting & refining of nonferrous metals • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 2nd, 2021 • United States Antimony Corp • Primary smelting & refining of nonferrous metals • New York