sponsoring firm definition

sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;

sponsoring firm means the registered firm where you will carry out your duties as a registered or permitted individual; and

sponsoring firm means the Member who is party to this Agreement, whereby it will take full responsibility for activities undertaken by the Sponsored User on Turquoise.

sponsoring firm means the registered firm where you will carry out your duties as a registered or permitted individual. Canadian Investment Manager designation” means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;

sponsoring firm means the firm on whose behalf an individual is registered to act; and “working office” means the office of a firm where an individual does most business.

sponsoring firm means the registered firm on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person; (« société parrainante »)

sponsoring firm means the registered firm where you will carry out your duties as a registered or permitted individual. “Derivatives” means financial instruments, such as futures contracts (including exchange traded contracts), futures options and swaps whose market price, value or payment obligations are derived from, or based on, one or more underlying interests.

sponsoring firm means the firm on whose behalf an individual is registered to act; ( société parrainante) and

sponsoring firm means, for a registered individual, the registered firm on whose behalf the individual is registered to trade or advise.