Transfer Agency and Shareholder Services Agreement Sample Contracts
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • May 8th, 2025 • AMG Pantheon Infrastructure Fund, LLC
This Transfer Agency And Shareholder Services Agreement is made as of October 1, 2014 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of AMG Pantheon Private Equity Fund, LLC and AMG Pantheon Private Equity Master Fund, LLC, severally and not jointly (each, a “Fund,” and collectively, the “Funds”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term “Agreement” shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein.
BACKGROUNDTransfer Agency and Shareholder Services Agreement • February 28th, 2012 • First Trust Series Fund
AMENDMENT NO. 4 TO TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • November 27th, 2023 • Pioneer Series Trust IV
This Amendment No. 4 to Transfer Agency and Shareholder Services Agreement (“Amendment No. 4”) is made as of the 1st day of November, 2022 (the “Effective Date”), is being entered into by and between BNY Mellon Investment Services (US) Inc. (“BNYM”) and each Pioneer Investment Company, as defined and listed on the signature page to this Agreement and to the extent applicable each Portfolio of each such Pioneer Investment Company as listed on Schedule B to the Current Agreement (as defined below).
SCHEDULE B (Dated: September 6, 2012)Transfer Agency and Shareholder Services Agreement • April 22nd, 2013 • Touchstone Variable Series Trust
THIS SCHEDULE B, amended and restated effective as of September 6, 2012, is Schedule B to that certain Transfer Agency and Shareholder Services Agreement dated as of December 5, 2011 between BNY Mellon Investment Servicing (US) Inc. and the Investment Trusts listed on the signature page thereto.
Amendment No. 2 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • May 8th, 2025 • AMG Pantheon Infrastructure Fund, LLC
This Amendment No. 2 To Transfer Agency And Shareholder Services Agreement, dated as of January 1, 2020 (“Amendment No. 2”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of AMG Pantheon Fund, LLC and AMG Pantheon Master Fund, LLC, severally and not jointly (each, a “Fund” and collectively, the “Funds”).
AMENDMENT TO TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 27th, 2012 • Touchstone Strategic Trust
This Amendment (the “Amendment”) is effective as of the 16th day of April, 2012, by and between each of the investment trusts on the signature page to this Amendment (each a “Fund” and collectively the “Funds”) and BNY Mellon Investment Servicing (US) Inc. (“BNYM”).
Amendment #7 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • April 28th, 2020 • Touchstone Institutional Funds Trust
This Amendment #7 To Transfer Agency And Shareholder Services Agreement, dated as of December 10, 2019 ("Amendment #7"), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and each investment company listed on the signature page hereto (each, an “Investment Company” and collectively, the “Investment Companies”) on its own behalf and on behalf of each of its Portfolios listed on Schedule B to the Current Agreement (as defined below), each in its individual and separate capacity.
Amendment No. 1 To Transfer Agency and Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • April 2nd, 2024 • Charles Schwab Family of Funds
This Amendment No. 1 To Transfer Agency And Shareholder Services Agreement ("Amendment No. 1"), dated as of March 2, 2021 ("Effective Date"), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and each of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust (individually, an "Investment Company"; collectively, the "Investment Companies"), each on its own behalf and on behalf of each of its Portfolios listed on Schedule B to the Original Agreement (as defined below).
Amendment No. 5 To Transfer Agency and Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • May 8th, 2025 • AMG Pantheon Infrastructure Fund, LLC
This Amendment No. 5 To Transfer Agency And Shareholder Services Agreement (“Amendment No. 5”), dated as of February 12, 2024 (“Effective Date”), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of AMG Pantheon Fund, LLC (“AMG Pantheon”), AMG Pantheon Master Fund, LLC (“AMG Pantheon Master”) and AMG Pantheon Credit Solutions Fund (“AMG Pantheon Credit Solutions”), a closed-end fund operating as an interval fund, severally and not jointly (each, a “Fund” and collectively, the “Funds”).
Amendment No. 3 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • May 8th, 2025 • AMG Pantheon Infrastructure Fund, LLC
This Amendment No. 3 To Transfer Agency And Shareholder Services Agreement, dated as of December 31, 2020 (“Amendment No. 3”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of AMG Pantheon Fund, LLC (“AMG Pantheon”) and AMG Pantheon Master Fund, LLC (“AMG Pantheon Master”), severally and not jointly (each, a “Fund” and collectively, the “Funds”).
Amendment No. 4 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • May 8th, 2025 • AMG Pantheon Infrastructure Fund, LLC
This Amendment No. 4 To Transfer Agency And Shareholder Services Agreement (“Amendment No. 4”), dated as of July 3, 2023 (“Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of AMG Pantheon Fund, LLC (“AMG Pantheon”) and AMG Pantheon Master Fund, LLC (“AMG Pantheon Master”), severally and not jointly (each, a “Fund” and collectively, the “Funds”).
Amendment No. 1 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • May 8th, 2025 • AMG Pantheon Infrastructure Fund, LLC
This Amendment No. 1 To Transfer Agency And Shareholder Services Agreement, dated as of October 27, 2015 (“Amendment No. I”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of AMG Pantheon Private Equity Fund, LLC and AMG Pantheon Private Equity Master Fund, LLC, severally and not jointly (each, a “Fund,” and collectively, the “Funds”).
AMENDMENT NO. 2 TO TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 2nd, 2024 • Charles Schwab Family of Funds
This Amendment No. 2 (the “Amendment”) is made by and between each investment company listed on the signature page to this Amendment (each, an “Investment Company”; collectively, the “Investment Companies”) and each Portfolio of each such Investment Company contained on Schedule B of the Agreement, and BNY Mellon Investment Servicing (US) Inc. (“BNYM”) as of April 28, 2023 (“Amendment Effective Date”), and hereby further amends the TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT entered into by the Investment Companies and BNYM dated November 12, 2020, as amended (the “Agreement”). All capitalized terms not defined in this Amendment shall have the meanings set forth in the Agreement.
BACKGROUNDTransfer Agency and Shareholder Services Agreement • February 28th, 2014 • First Trust Series Fund
Amendment No. 2 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • April 25th, 2025 • Impax Funds Series Trust Iii
This Amendment No. 2 To Transfer Agency And Shareholder Services Agreement, dated as of August 8, 2020 (“Amendment Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of the Pax World Funds Series Trust I and Pax World Funds Series Trust III (each an “Investment Company”) on its own behalf and on behalf of each Portfolio of the Investment Company contained on Schedule B, separately and not jointly. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Current Agreement (as defined below).
Amendment To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • November 26th, 2014 • Touchstone Funds Group Trust
This Amendment To Transfer Agency And Shareholder Services Agreement, dated as of August 21, 2014 (“Amendment”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and the investment trusts listed below executing this agreement, on their own behalf and on behalf of the Portfolios listed on Schedule B to such agreement.
BACKGROUNDTransfer Agency and Shareholder Services Agreement • April 23rd, 2012 • First Trust Variable Insurance Trust
Amendment No. 4 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • April 25th, 2025 • Impax Funds Series Trust I
This Amendment No. 4 To Transfer Agency And Shareholder Services Agreement, dated as of October 24, 2023 (“Amendment Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of the Impax Funds Series Trust I and Impax Funds Series Trust III (each an “Investment Company”) on its own behalf and on behalf of each Portfolio of the Investment Company contained on Schedule B, separately and not jointly. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Current Agreement (as defined below).
SCHEDULE B -------------Transfer Agency and Shareholder Services Agreement • April 15th, 2020 • First Trust Variable Insurance Trust
This SCHEDULE B is Schedule B to that certain Transfer Agency and Shareholder Services Agreement dated as of April 11, 2012, between BNY Mellon Investment Servicing (US) Inc. and First Trust Variable Insurance Trust.
AMENDED SCHEDULE B (“Amendment”) to the TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT dated March 29, 2022 (“Agreement”) between BNY MELLON INVESTMENT SERVICING (US) INC. and EACH INVESTMENT COMPANY LISTED HEREINTransfer Agency and Shareholder Services Agreement • April 10th, 2025 • Lord Abbett Series Fund Inc
BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each investment company listed on the signature page to this Amendment (each, an “Investment Company” and collectively, the “Investment Companies”) hereby agree, with respect to the Agreement, each on its own behalf and on behalf of each Portfolio of each such Investment Company contained on Schedule B, to amend the Agreement effective as of May 15, 2024 (the “Effective Date”) as set forth herein. Capitalized terms not otherwise defined in this Amendment shall have the meaning ascribed to them in the Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, this Agreement shall control.
Amendment No. 1 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • April 25th, 2025 • Impax Funds Series Trust Iii
This Amendment No. 1 To Transfer Agency And Shareholder Services Agreement, dated as of June 11, 2018 (“Amendment Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of the Pax World Funds Series Trust I and Pax World Funds Series Trust III (each an “Investment Company”) on its own behalf and on behalf of each Portfolio of the Investment Company contained on Schedule B, separately and not jointly.
AMENDMENT TO TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • September 27th, 2024 • Eaton Vance Floating-Rate Opportunities Fund
This Amendment (this “Amendment”), dated as of September 13, 2023 (the “Effective Date”), is made by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each investment company indicated on the signature page hereto (each, an “Eaton Vance Investment Company”), on its own behalf and, to the extent an Eaton Vance Investment Company has one or more portfolios listed on Schedule B hereto (each, a “Portfolio”), on behalf of each such Portfolio. Capitalized terms, and certain noncapitalized terms, not otherwise defined herein shall have the meanings set forth in the Agreement (as defined below).
AMENDED SCHEDULE B (“Amendment”) to the TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT dated March 29, 2022 (“Agreement”) between BNY MELLON INVESTMENT SERVICING (US) INC. and EACH INVESTMENT COMPANY LISTED HEREINTransfer Agency and Shareholder Services Agreement • April 28th, 2025 • Lord Abbett Corporate Opportunities Fund
BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each investment company listed on the signature page to this Amendment (each, an “Investment Company“ and collectively, the “Investment Companies”) hereby agree, with respect to the Agreement, each on its own behalf and on behalf of each Portfolio of each such Investment Company contained on Schedule B, to amend the Agreement effective as of April 14, 2025 (the “Effective Date”) as set forth herein. Capitalized terms not otherwise defined in this Amendment shall have the meaning ascribed to them in the Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, this Agreement shall control.
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • July 9th, 2020 • BlackRock Multi-Sector Opportunities Trust II
This Transfer Agency And Shareholder Services Agreement is made as of January 28, 2014 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each “Fund”, which is hereby defined to mean, as the context requires:
Amendment No. 3 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • April 25th, 2025 • Impax Funds Series Trust I
This Amendment No. 3 To Transfer Agency And Shareholder Services Agreement, dated as of January 23, 2023 (“Amendment Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of the Impax Funds Series Trust I and Impax Funds Series Trust III (each an “Investment Company”) on its own behalf and on behalf of each Portfolio of the Investment Company contained on Schedule B, separately and not jointly. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Current Agreement (as defined below).
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • January 15th, 2013 • Bluepoint Investment Series Trust
This Transfer Agency And Shareholder Services Agreement is made as of _______________, 2012 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), and each investment company listed on the signature page to this Agreement (the “Investment Company”) and each Portfolio of each Investment Company listed on Schedule B. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term “Agreement” shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to “Schedule B” herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time pursuant to any provision of Section 16
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 18th, 2017 • Manning & Napier Fund, Inc /Ny/
This Transfer Agency And Shareholder Services Agreement is made as of March 1, 2017 (“Effective Date”) by and among BNY Mellon Investment Servicing (US) Inc. (“BNYM”), Manning & Napier Fund, Inc. (“Investment Company”), on its own behalf and on behalf of each Portfolio of the Investment Company listed on Schedule B (each such Portfolio being a “M&N Fund”) and Manning & Napier Advisors, LLC (“Company”), as service provider to Exeter Trust Company (“Trustee”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term “Agreement” shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to “Schedule B” herein mean Schedule B attached hereto as constituted on the Effective Date, and
Exhibit (h.1.) Transfer Agency and Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • October 26th, 2020 • Sit Mutual Funds Inc
AMENDED SCHEDULE B (“Amendment”) to the TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT between BNY MELLON INVESTMENT SERVICING (US) INC. and LORD ABBETT FAMILY OF FUNDSTransfer Agency and Shareholder Services Agreement • April 28th, 2023 • Lord Abbett Trust I
BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and Lord Abbett Family of Funds (“Lord Abbett”) hereby agree, with respect to the Transfer Agency and Shareholder Services Agreement (“Agreement”) dated March 29, 2022 and each investment company listed on the signature page to this Amended Schedule B of the Agreement (each, an “Investment Company” and collectively, the “Investment Companies”), each on its own behalf and on behalf of each Portfolio of each such Investment Company contained on Schedule B, to amend the Agreement effective as of April 26, 2023 (the “Effective Date”) as set forth herein. Capitalized terms not otherwise defined in this Amendment shall have the meaning ascribed to them in the Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, this Agreement shall control.
Adoption Agreement And Amendment No. 6 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • November 5th, 2018 • BlackRock Multi-Sector Opportunities Trust II
This Adoption Agreement and Amendment No. 6 To Transfer Agency And Shareholder Services Agreement (“Amendment No. 6”), dated as of August 15, 2018 (“Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), each Fund listed on Appendix B to such agreement (collectively, the “Funds”), BlackRock Advisors, LLC (“BlackRock”) and BlackRock Multi-Sector Opportunities Trust II (“Trust”).
AMENDED SCHEDULE B (“Amendment”) to the TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT dated March 29, 2022 (“Agreement”) between BNY MELLON INVESTMENT SERVICING (US) INC. and EACH INVESTMENT COMPANY LISTED HEREINTransfer Agency and Shareholder Services Agreement • April 25th, 2025 • Lord Abbett Global Fund Inc
BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each investment company listed on the signature page to this Amendment (each, an “Investment Company” and collectively, the “Investment Companies”) hereby agree, with respect to the Agreement, each on its own behalf and on behalf of each Portfolio of each such Investment Company contained on Schedule B, to amend the Agreement effective as of April 14, 2025 (the “Effective Date”) as set forth herein. Capitalized terms not otherwise defined in this Amendment shall have the meaning ascribed to them in the Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, this Agreement shall control.
Amendment No. 7 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • August 28th, 2023 • FundVantage Trust
This Amendment No. 7 to Transfer Agency And Shareholder Services Agreement (“Amendment No. 7”), dated as of June 21, 2023 (“Amendment Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of FundVantage Trust (the “Trust”) and each Portfolio of the Trust listed on the Schedule B attached to this Amendment No. 7.
Amendment No. 9 To Transfer Agency And Shareholder Services AgreementTransfer Agency and Shareholder Services Agreement • February 27th, 2025 • Manning & Napier Fund, Inc.
This Amendment No. 9 To Transfer Agency And Shareholder Services Agreement (“Amendment No. 9”), dated as of December 1, 2024 (“Effective Date”), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. (“BNYM”), Manning & Napier Fund, Inc. (“Investment Company”), on its own behalf and on behalf of each M&N Fund (as defined in the Current Agreement) and Manning & Napier Advisors, LLC (“Company”), as service provider to Exeter Trust Company.
SCHEDULE B (Dated: September 6, 2012)Transfer Agency and Shareholder Services Agreement • October 12th, 2012 • Touchstone Funds Group Trust
THIS SCHEDULE B, amended and restated effective as of September 6, 2012, is Schedule B to that certain Transfer Agency and Shareholder Services Agreement dated as of December 5, 2011 between BNY Mellon Investment Servicing (US) Inc. and the Investment Trusts listed on the signature page thereto.
PAUZE' FUNDS TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT THIS TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT (the "Agreement") is made as of the 13th day of February, 1996, by and between Pauze' Funds (the "Fund"), a Massachusetts Business...Transfer Agency and Shareholder Services Agreement • February 16th, 1996 • Pauze Swanson United Services Funds • Pennsylvania